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New York Pioneer Institute Follow-Up

Training
by joe angelelli
Posted on Tue Sep 20, 2005 at 03:33:11 AM EST

[NOTE: I'm bumping this post back up to the top to give more visibility to the excellent comments and to encourage folks to keep contributing.]

I didn't have time during the actual Institute to do a lot of "live blogging" (a combination of the hotel not having WiFi access in the meeting rooms, me doing a lot of videotaping of the sessions, and me being on the phone/computer working on the Katrina relief efforts).

But I chose to post the clip below of Sue Misiorski setting up the "Pilot vs. Whole Organization" debate in the Getting Started pathway because the discussion is worth exploring at length.

From my understanding of Sue & Joanne Rader's teaching, it seems the risk of doing a pilot in one area of the organization relates to the fact that it must be a shift in values that drives changes away from "old culture" norms (e.g., non-consistent assignment) and artifacts (e.g,. tray dining service). Pilots run the risk of being just programmatic change -- i.e., only trying to change the norms and artifacts. So starting with a pilot can be a recipe for failure because it's usually not accompanied by a fundamental shift in values (among other reasons).

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That point from the Getting Started pathway got me thinking about a discussion I had with David Farrell of Quality Partners of Rhode Island before his talk on the 2nd day of the Institute. He shared a report on staff retention and described reading it as an "aha" moment -- something he couldn't put down once he started reading. David is one of the clearest thinkers on these matters, so I got a copy for myself and started reading...

The report, Identifying Behavior Change Intervention Points to Improve Staff Retention in Nursing Homes* (by Mary-Lescoe Long and Michael Long) is a research study of 6 nursing homes in Kansas that had experimented with one or several job satisfaction programs, but the facilities had been unable to substantively reduce turnover rates or sustain enthusiasm for the initiatives.

The 6 homes had "excellent state inspection records and community reputations as high quality facilities." In short, they were the kind of places that provided good quality health care but they lacked that something that made them places where one would want to live and work. They were good organizations, but they weren't great organizations. They were not engaged in culture change.

So what did the researchers conclude caused the failure of behavior change interventions in these settings? The authors observed how the direct care workers had a host of predisposing circumstances which set up a "cycle of powerlessness and unfamiliarity with the skills and rewards associated with performance and achievement in the work place."

They observed how the rewards that are part of conventional personal development programs (internal reward systems like job redesign emphasizing genuine two way communication and shared decision making between supervisors and direct care workers) were not consistent with the predisposing values, beliefs, and expectations of the direct care workers in their study.

Such predisposing circumstances include reduced social status (minority status, students and other young people), reduced social support (female, single parent heads of households), and less human capital (limited opportunities for education, income, employment). Direct care workers have other predisposing circumstances such as limited training for the job they are required to master.

The above predisposing factors mean it's critical that internal reward systems originate with the workers and not be some new "policy" or norm that is imposed by the organization on the worker.
"Much of the practitioner-directed management literature presents job satisfaction programs in terms of changes that begin at the level of organization policy rather than in the minds of administration and current or newly recruited employees. This view directs attention away from barriers to implementation which exists at the employee-job interface and the employee-employee interface. These are the interfaces where the human condition meets the organizational condition. They serve as flash points for the generation of perceptions and behaviors which can render internal reward systems ineffective. Understanding what barriers nursing homes face at these vital flash points, and why these barriers exist, is the key to designing internal reward systems that are robust in the current nursing home environment.
I read this as meaning that deep culture change requires attention to the life circumstances of the direct care workers -- either intervening explicitly via life skills mentoring to address some of the predisposing circumstances, and/or doing so indirectly by introducing culture change principles with a greater degree of socio-cultural competency than we have to date.

Is there a certain "universal instinct" concerning the care of elders that can be tapped for transformational change? How can we reach direct care workers who find themselves in challenging predisposing circumstances, but do so where they are (i.e., seeing the change through their eyes, as opposed to directing the process from above with no attention to the real-life circumstances of the workers)?

To me, the report makes the argument for whole organization change as opposed to pilots because it's awfully difficult -- if not impossible -- to pilot such a fundamental value questioning process.

But it does raise a question in my mind about how well the whole "Good to Great" concept applies to long-term care. Is there something fundamentally different about the care of elders that makes the A&P vs. Kroger grocery store example not fit here? I'll explore that question in another post.

*The report is available for purchase ($15) at the Kansas Association of Homes and Services for the Aging (KAHSA) website.

< Viewing Staff Retention Through a Kaleidoscope -- Parts II & III | Elmhurst in Providence: A Success Story in Progress >



Pilot vs. whole organization (4.00 / 2)

HI Joe,
Thanks for keeping this dialogue going.  You raise a lot of great questions, and when we had our pro and con discussion re: pilots the participants in the getting started pathway made a lot of great points.  Overall, when people have done pilots, they seem to have been using this as an opportunity to trial programmatic changes such as consistent assignment, a new dining service, or person directed waking.  The underlying desire was to work out kinks and ensure financial affordability before going housewide.  While that sounds prudent, the reality is that the "rollouts" to the rest of the facility frequently go painfully slow causing the staff and residents to operate two programs concurrently, often with two different sets of values at the same time.  So asking folks to keep doing things the old way, while in one area we start doing something a new way can be riddled with confusion, frustration.

For example, if an organization engages in a learning experience based on Joanne Rader's work with bathing without a battle--and as a team they come to a new understanding that bathing someone who is kicking, yelling, biting or otherwise sending a strong message to staff that they cannot tolerate the bathing is actually abuse, then a pilot would be ill advised.  A pilot in this situation would require sending the message to staff and residents that they are going to stop abusing residents on one unit, while they keep the abusive practices everywhere else.  

In regards to Good to Great, David Farrell talked about Kroger as an example of an organization that modeled this approach to change.  I am thinking that Kroger likely did not change one aisle in one grocery store to see if the change would work, before changing the entire store.  It is more likely they changed an entire store and learned as much as they could from it before bringing that change to other stores in their chain.  I think piloting in one unit is like trying to change one aisle in a big grocery store and hoping that actually works.
Sue


by Sue Misiorski on Thu Sep 15, 2005 at 04:18:17 AM EST
Good to Great (4.00 / 1)

Thanks for elaborating Sue.

These are the points David made in referring to the Meadowlark experience and how it exemplified a Good to Great process:

*Led the change by asking questions
*What are we going to stop doing?
*High involvement
*Celebrate milestones
*Must build people's skills

The key was involving direct care workers in the process from the start and having them contribute to determining what to stop doing.

But the point made in that report on the 6 Kansas nursing homes is that such involvement needs to be approched with all those predisposing circumstances in mind, and that the extensive education that has to occur at the start of the process should be designed with this in mind.  

And it's at that piont where I'm struggling a little with applying Good to Great to long-term care.  We're not offering more varieties of cheese here -- adding a videogame room for the kids to use while Mom shops.  The concept of creating home is a fairly revolutionary concept to introduce into most institutional/heirarchical settings.  Flattening the structure is a big deal.  

Back to the Kansas report -- do we need to pay more attention to fact that those predisposing factors of direct care workers make it challenging for them to create home.  How do we develop our educational approaches in a way that's sensitive to that issue, and how do we avoid the ugly terrain of playing into stereotypes and lowered expectations?  

Sorry, I've got more questions than answers.  I hope some folks who are out there implementing the transformation on a day-to-day basis will chime in with their insights.


by joe angelelli on Thu Sep 15, 2005 at 08:45:47 AM EST
[ Parent ]
Pilot vs. whole organization (4.00 / 1)

I agree that units need to be sufficiently separate to facilitate a pilot program without that program interfering with established protocols.  Some facilities can accomodate such experiments, for example those with different wings for residents at different levels of function.  

The bathing issue can be a real challenge.  Forced bathing is abuse.  Not bathing is neglect.  Which approach will lead to the best outcome?  These are the circumstances that best demonstrate the benefit of reducing staff turnover, and creating an environment as homelike as possible.  It's far easier to convince a resident that a bath is appropriate and timely, when it can be given at a time the resident is used to taking it.  It's been quite rare in my experience that a patient will persist in refusing personal care after their preferences are considered.  A major problem in nursing homes is temperature, which is so often adjusted to meet the comfort preference of staff instead of the residents.  It's not uncommon for residents to feel chilled when bathing in a 75 degree room.  The reality is that there are times when staff will suffer discomfort, if they adjust the room and water temperature to accomodate the resident's comfort.  I've spent years feeling as though I need a shower myself after giving the first resident bath.  It would be a really good thing to have staff showers, so a worker could get to feeling clean and in fresh clothing before proceeding with their her/his work day.  

I suppose all this bathing stuff is a bit off issue, but I couldn't resist a bit of soap boxing.  


by Spiritriver on Mon Sep 19, 2005 at 01:54:05 AM EST
[ Parent ]
Institute Follow up (4.00 / 2)

Joe,
Some of the things that we've learned is that all of these "predisposing factors" that you listed often times lead to an inconsistency in what "HOME" is. The HOME that our elders knew is typically(not always, but quite frequently) far different from the HOME that the majority of our staff know.  Some of the home situations that our staff come from are NOT the home situations we need to create, and I think we need to be aware of that as we proceed.  
When we are able to build as close to the ideal home situation as possible, it may be the first positive home experience that our staff experience.  By keeping them involved and inspired throughout the development process, we are (hopefully) teaching them some of the much needed life skills to improve their own home lives. The only way that we are truly able to monitor our success in that realm, is for us as leaders to be involved in our staff's lives, and know WHO they are, and what their home life is really like.
That's why I believe that the "Good to Great" comparison is a perfect one.  the industry as a whole is "good" because we have historically done what A&P did- identify a problem, and ignore it. The only way that we can truly become "great," is to see that the need for developing home is needed as much by our staff as it is for our elders. You're right, we are not selling different varieties of cheese - but, what we are "selling" is a product that is universally needed by both our traditional customers (elders), and our traditional staff.  That's what makes our industry unique.  The very people that we are utilizing to sell our "product," are voracious consumers of it as well.  
 

by Bill Graves on Thu Sep 15, 2005 at 02:37:35 PM EST
Now we're cooking with crisco.... (4.00 / 1)

Good stuff Bill.  Thanks for sharing your perspective as an Adminstrator.  I loved this statement:

By keeping them involved and inspired throughout the development process, we are (hopefully) teaching them some of the much needed life skills to improve their own home lives. The only way that we are truly able to monitor our success in that realm, is for us as leaders to be involved in our staff's lives, and know WHO they are, and what their home life is really like.

Involving them in the process is clearly a way to demonstrate important life skills, and yet I think the point of that Kansas report is that just involving them will not ultimately be enough in and of itself -- the teaching of those skills needs to be made more explicit at the outset.  

I'm left wondering if those "community resource teams" that you and I discussed might have a role to play here -- multigenerational teams of community members who have been educated about culture change and who are given a role to play in working with the whole organization -- but specifically with DCW -- in a life skills mentoring capacity?


by joe angelelli on Thu Sep 15, 2005 at 07:30:10 PM EST
[ Parent ]
Career ladders/Life Skills (4.00 / 1)

  One thing that goes on Massachusetts is a grant program whereby facilities recive money to develop carrer ladders for direct care workers.  Some organizations have done tremendous things by partnering with local colleges and offering courses in a lot of these "life skills" as part of the ladders.  Unfortunately we missed out on the grants, but are currently putting together our own program without the grant money.  I would ask some of the other Massachusetts facilities to post a little about the carrer ladder programs they have developed to address these sort of issues.

by Bill Graves on Fri Sep 16, 2005 at 07:48:33 AM EST
Thanks to the Tarrytown Pioneers (4.00 / 1)

My two CNA's have come home refreshed, energized and enthusiastic about continuing our journey of culture change in Pennsylvania. They also appreciate how far we have come already in some respects and how much work is yet to be done.  My heart sang when the following morning they met with some of the night shift aides to begin to expand the circle.  When it seems like that flywheel is too heavy, I can also be grateful when I see small but significant successes.  The Adminstrator's secretary acting as a bed maker before her usual morning duties, the security guard teaching chi gong to the Red Hat ladies group, and the memorial service for one of our beloved elders,ending with the release of three beautiful heart shaped balloons into the sky by her three daughters.  Thanks from all at Parkhouse in Royersford, Pa.  Jeanne Della Guardia, Nurse Manager

by pcccjeanne on Sat Sep 17, 2005 at 07:04:39 AM EST
Thanks Jeanne (4.00 / 1)

You painted a beautiful picture of the "small but significant successes."

I'm really looking forward to working with you in Pennsylvania.


by joe angelelli on Sun Sep 18, 2005 at 08:17:14 AM EST
[ Parent ]
Pilot testing (4.00 / 2)

Very interesting...

Sue is correct.  Kroger, in the book Good to Great, certainly did not pilot test the superstore concept in a section of one of their stores.  Rather, they pilot tested the superstore concept (the new culture) in a few grocery stores.  After they collected their data, the pilot test showed that the old grocery store model would be extinct.

As Joe identified in his reference to Mary Lescoe-Long's study - policy changes vs. paradigm shifts.  Can you pilot test a paradigm shift?

The bathing without a battle example is a good one.  Once you have been enlightened you can not pilot test this change in one unit first.  Go for it in the entire organization.  Perhaps we can consider referring to the pilot test phase of change in this example by openly acknowledging up front with all of those involved that rarely does the first attempt at such a change go smoothly.  By saying, "pilot test", we simply help to mitigate the cynics armed with - "I told you it would not work."  Pilot testing can be done in an entire organization and makes it safe to identify mistakes.

Back to Lescoe-Long's study, a word of caution, this study may upset and bother more than just a few people.  It is hard to read and hard to stop reading.  I recently presented their findings to my colleagues from all of the state QIOs and had a few sleepless nights afterward.  However, their view of the barriers SNFs face when attempting to implement some of the core principles of organizational culture change is fascinating.  The author's lens is that of an organizational psychologist.

Their findings may help to foster a deeper understanding of why frontline staff may pull away when leaders attempt to include them and offer some internal rewards.  In addition, they offer insight into why leaders, in response, also pull away.

As Mark Twain said - "Reflection is the beginning of reform."  Self-reflection is the first step toward a paradigm shift


by David F on Mon Sep 19, 2005 at 11:34:17 AM EST
career ladders/life skills (4.00 / 2)

The Massachusetts Extended Care Career Ladder Initiative (ECCLI) offered grants to nursing homes to provide training for direct care workers that created opportunities for advancement, skill building, and increased wages.  I do not have information about the full scope of providers who participated, but two come to mind related to this discussion.

Heritage Hall East, a skilled nursing facility in Agawam that is owned by Genesis, used the ECCLI funding to start a "campus on campus" program.  There are actually several nursing homes and an assisted living center on this beautiful campus in Western Mass--employees of each center can participate in a wide variety of trainings that include everything from life skills to career advancement.  This program is a huge success, with direct impact on employee retention.  Heritage Hall East is actively involved in culture change, and considers this campus on campus program a significant part of their foundation to be a learning organization that offers a supportive work environment.

The Loomis House, a part of the Loomis Communities, is located in Holyoke, MA.  The Loomis House also used ECCLI funding to offer a wide variety of educational opportunities to staff.  Loomis offered courses that helped staff balance check books, learn how to use computers, become better communicators etc.  This training was also a huge success, contributing to retention.  There is an article about Loomis House on www.pioneernetwork.net

The other excellent example I know of regarding employee supports comes out of Cooperative Home Care Associates in the South Bronx.  CHCA employs about 800 direct care workers in the city, and offers each trainee/staff member counseling and coaching to help them overcome any life barriers they might have to successful employment.  Log onto www.directcareclearinghouse.org and click on best practices, then go to cooperative home care associates to read about this organization.

I would be very interested to hear other examples people know of in this area.  Thanks, Sue


by Sue Misiorski on Sat Sep 24, 2005 at 05:09:10 AM EST
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